Liza EsselSagoe

Liza EsselSagoe, IACCP®

Compliance Associate
LEsselSagoe@BandJAdvisors.com

Liza is a Compliance Associate and is involved with both compliance and operations functions.  She assists the Chief Compliance Officer with administering the firm’s compliance program, including our Code of Ethics and communications with members of the public.  She also assists new and existing clients with questions and requests regarding portfolio statements and other issues.  She works closely with our Financial Advisors to obtain the information we need to best serve our clients.

Liza holds the Investment Adviser Certified Compliance Professional®(IACCP®) designation. The designation demonstrates a compliance education based on a solid understanding of regulations and rules that all investment advisers must comply with under the Investment Advisers Act of 1940, including the latest rule changes under the Dodd-Frank Act.

Prior to joining Brouwer & Janachowski, Liza was a business reporter, researching and writing about a variety of financial markets.

Liza graduated from California Polytechnic State University at San Luis Obispo with a Bachelor’s degree in Journalism.